SFC Licences of KWOK Sze Chi 郭思治

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司 RO 9 15 March 2019
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司 RO 4 15 March 2019
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司 RO 1 15 March 2019
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司 RE 9 25 January 2019 15 March 2019
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司 RE 4 25 January 2019 15 March 2019
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司 RE 1 25 January 2019 15 March 2019
Arta Global Markets Limited 裕承環球巿場有限公司 RO 9 16 January 2018 01 January 2019
Arta Global Markets Limited 裕承環球巿場有限公司 RO 4 16 January 2018 01 January 2019
Arta Global Markets Limited 裕承環球巿場有限公司 RO 1 05 May 2017 01 January 2019
Arta Global Futures Limited 裕承環球期貨有限公司 RE 2 07 April 2017 01 January 2019
Arta Global Markets Limited 裕承環球巿場有限公司 RE 1 07 April 2017 05 May 2017
Bright Smart Asset Management Limited 耀才資產管理有限公司 RO 9 26 March 2012 28 February 2017
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RO 7 12 March 2012 28 February 2017
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RO 4 05 October 2009 28 February 2017
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RO 1 27 November 2008 28 February 2017
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 09 October 2008 28 February 2017
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 09 October 2008 27 November 2008
Zhongrong PT Finance Limited 中融平和財務有限公司 RO 9 30 May 2006 08 October 2008
Zhongrong PT Finance Limited 中融平和財務有限公司 RO 4 01 April 2003 08 October 2008
Zhongrong PT Securities Limited 中融平和證券有限公司 RO 9 01 April 2003 08 October 2008
Zhongrong PT Securities Limited 中融平和證券有限公司 RO 4 01 April 2003 08 October 2008
Zhongrong PT Securities Limited 中融平和證券有限公司 RO 1 01 April 2003 08 October 2008
Peace Town Futures Limited 平和期貨有限公司 RE 9 01 April 2003 08 October 2008
Peace Town Futures Limited 平和期貨有限公司 RE 5 01 April 2003 08 October 2008
Peace Town Futures Limited 平和期貨有限公司 RE 2 01 April 2003 08 October 2008
Zhongrong PT Securities Limited 中融平和證券有限公司 RO 6 01 April 2003 15 December 2003