SFC Licences of CHENG Sze Ming, Rebecca 鄭詩明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Upmax Securities Limited 晉億證券有限公司 | RE | 1 | 10 May 2022 | |
| RUIFENG SECURITIES LIMITED 瑞豐證券有限公司 | RO | 4 | 16 June 2017 | 17 January 2019 |
| RUIFENG SECURITIES LIMITED 瑞豐證券有限公司 | RO | 1 | 16 June 2017 | 17 January 2019 |
| AIF Securities Limited 亞投證券有限公司 | RO | 1 | 12 October 2010 | 09 December 2016 |
| AIF Securities Limited 亞投證券有限公司 | RE | 1 | 06 August 2010 | 12 October 2010 |
| Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 1 | 07 July 2009 | 31 July 2010 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 13 October 2005 | 01 July 2009 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 2 | 26 November 2003 | 01 July 2009 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 01 April 2003 | 01 July 2009 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 01 April 2003 | 02 October 2003 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 6 | 01 April 2003 | 02 October 2003 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 9 | 01 April 2003 | 02 October 2003 |