SFC Licences of YEUNG Leung Yu 楊亮瑜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 21 June 2023
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 4 21 June 2023
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 21 June 2023
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 5 30 June 2006 16 March 2023
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 30 June 2006 16 March 2023
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 2 30 June 2006 16 March 2023
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 30 June 2006 16 March 2023
FT Securities Limited 富通證券有限公司 RE 5 30 September 2005 17 June 2006
FT Securities Limited 富通證券有限公司 RE 2 30 September 2005 17 June 2006
FT Securities Limited 富通證券有限公司 RE 4 14 July 2005 17 June 2006
FT Securities Limited 富通證券有限公司 RE 1 14 July 2005 17 June 2006
Jefferies Bache (Hong Kong) Limited RE 2 14 July 2005 04 October 2005
FT Securities Limited 富通證券有限公司 RE 9 14 July 2005 29 July 2005
FT Securities Limited 富通證券有限公司 RO 4 01 April 2003 14 July 2005
FT Securities Limited 富通證券有限公司 RO 9 01 April 2003 14 July 2005
FT Securities Limited 富通證券有限公司 RO 1 01 April 2003 14 July 2005
Jefferies Bache (Hong Kong) Limited RO 2 01 April 2003 14 July 2005
FT Securities Limited 富通證券有限公司 RO 6 01 April 2003 07 December 2004
Jefferies Bache (Hong Kong) Limited RO 5 01 April 2003 07 December 2004
Jefferies Bache (Hong Kong) Limited RO 9 01 April 2003 07 December 2004