SFC Licences of SHUM Wai Nap 岑偉納

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tianda Asset Management Limited 天大資產管理有限公司 RE 9 05 June 2020
PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 RE 9 11 September 2017 08 April 2020
PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 RE 4 11 September 2017 08 April 2020
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RE 9 23 October 2015 29 July 2017
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RE 4 23 October 2015 29 July 2017
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RO 9 11 March 2015 23 October 2015
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RO 4 11 March 2015 23 October 2015
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RE 4 29 June 2010 11 March 2015
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RE 9 10 March 2008 11 March 2015
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RO 9 07 September 2006 10 March 2008
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RE 9 12 February 2004 07 September 2006