SFC Licences of WONG Kam Wing 黃錦榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shanghai Commercial Bank Limited 上海商業銀行有限公司 1 13 February 2018
Shacom Securities Limited 上銀證券有限公司 RO 4 17 August 2017
Shacom Securities Limited 上銀證券有限公司 RO 1 17 August 2017
Shacom Futures Limited 上商期貨有限公司 RO 5 17 August 2017
Shacom Futures Limited 上商期貨有限公司 RO 2 17 August 2017
China Sky Securities Limited 中天證券有限公司 RO 1 04 November 2015 03 March 2017
Mason Futures Limited 茂宸期貨有限公司 RE 2 13 November 2014 26 August 2015
Mason Securities Limited 茂宸證券有限公司 RE 1 13 November 2014 26 August 2015
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 5 09 January 2014 03 November 2014
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 09 January 2014 03 November 2014
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 4 09 January 2014 03 November 2014
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RO 2 15 October 2013 03 November 2014
KGI Asia Limited 凱基證券亞洲有限公司 RO 1 15 October 2013 03 November 2014
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RO 1 15 October 2013 03 November 2014
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 07 August 2013 15 October 2013
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 07 August 2013 15 October 2013
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 1 07 August 2013 15 October 2013
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 04 December 2007 22 July 2013
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RO 1 02 December 2003 22 July 2013
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 05 November 2003 02 December 2003
Luen Fat Securities Company Limited 聯發證券有限公司 RO 4 01 April 2003 27 October 2003
Luen Fat Securities Company Limited 聯發證券有限公司 RO 6 01 April 2003 27 October 2003
Luen Fat Securities Company Limited 聯發證券有限公司 RO 9 01 April 2003 27 October 2003
Luen Fat Securities Company Limited 聯發證券有限公司 RO 1 01 April 2003 27 October 2003