SFC licenceholder AAE573 LUI Hing Yip, Andy 呂興業

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 04 April 2020

Institution Role Licences Start date End date
Cinda International Futures Limited 信達國際期貨有限公司 RE [2] (Dealing in Futures Contracts) 07 November 2012
Cinda International Securities Limited 信達國際證券有限公司 RE [1] (Dealing in Securities) 07 November 2012
Huarong International Securities Limited 華融國際證券有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 30 November 2009 01 June 2012
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE [1] (Dealing in Securities) 10 August 2004 13 November 2009
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 10 August 2004 13 November 2009
ABCI Securities Company Limited 農銀國際證券有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 01 April 2003 14 June 2004
ABCI Securities Company Limited 農銀國際證券有限公司 RE [4] (Advising on Securities), [7] (Providing Automated Trading Services), [9] (Asset Management) 01 April 2003 29 October 2003