SFC Licences of LUI Hing Yip, Andy 呂興業

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cinda International Securities Limited 信達國際證券有限公司 RE 1 07 November 2012
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 07 November 2012
Huarong International Securities Limited 華融國際證券有限公司 RE 2 30 November 2009 01 June 2012
Huarong International Securities Limited 華融國際證券有限公司 RE 1 30 November 2009 01 June 2012
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 10 August 2004 13 November 2009
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 10 August 2004 13 November 2009
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 01 April 2003 14 June 2004
ABCI Securities Company Limited 農銀國際證券有限公司 RE 6 01 April 2003 14 June 2004
ABCI Securities Company Limited 農銀國際證券有限公司 RE 7 01 April 2003 29 October 2003
ABCI Securities Company Limited 農銀國際證券有限公司 RE 4 01 April 2003 29 October 2003
ABCI Securities Company Limited 農銀國際證券有限公司 RE 9 01 April 2003 29 October 2003