SFC Licences of LUI Hing Yip, Andy 呂興業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 07 November 2012 | |
Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 07 November 2012 | |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 30 November 2009 | 01 June 2012 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 30 November 2009 | 01 June 2012 |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 10 August 2004 | 13 November 2009 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 10 August 2004 | 13 November 2009 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 01 April 2003 | 14 June 2004 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 6 | 01 April 2003 | 14 June 2004 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 7 | 01 April 2003 | 29 October 2003 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 4 | 01 April 2003 | 29 October 2003 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 9 | 01 April 2003 | 29 October 2003 |