SFC Licences of LAM Haw Shun, Dennis 林孝信
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Luen Fat Securities Company Limited 聯發證券有限公司 | RE | 4 | 14 April 2010 | 02 October 2013 |
| Luen Fat Securities Company Limited 聯發證券有限公司 | RE | 1 | 14 April 2010 | 02 October 2013 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 6 | 12 April 2005 | 01 April 2010 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 01 April 2003 | 01 April 2010 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 9 | 01 April 2003 | 01 April 2010 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 01 April 2003 | 01 April 2010 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 01 April 2003 | 12 April 2005 |