SFC Licences of SHUEN Lai Kuen, Barbara 旋麗娟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 03 November 2010 | |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 03 November 2010 | |
| FT Securities Limited 富通證券有限公司 | RE | 5 | 30 September 2005 | 31 October 2010 |
| FT Securities Limited 富通證券有限公司 | RE | 2 | 30 September 2005 | 31 October 2010 |
| FT Securities Limited 富通證券有限公司 | RE | 1 | 01 April 2003 | 31 October 2010 |
| Jefferies Bache (Hong Kong) Limited | RE | 2 | 01 April 2003 | 04 October 2005 |
| Jefferies Bache (Hong Kong) Limited | RE | 9 | 01 April 2003 | 14 October 2004 |
| FT Securities Limited 富通證券有限公司 | RE | 4 | 01 April 2003 | 14 October 2004 |
| FT Securities Limited 富通證券有限公司 | RE | 6 | 01 April 2003 | 14 October 2004 |
| FT Securities Limited 富通證券有限公司 | RE | 9 | 01 April 2003 | 14 October 2004 |
| Jefferies Bache (Hong Kong) Limited | RE | 5 | 01 April 2003 | 14 October 2004 |