SFC Licences of YIN Lung, Raymond 殷龍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 RE 1 04 February 2014 02 June 2022
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 RE 4 26 October 2011 30 January 2014
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 RE 1 26 October 2011 30 January 2014
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 01 December 2008 22 January 2011
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 01 December 2008 22 January 2011
Nomura Futures (Hong Kong) Limited RE 2 01 December 2006 01 November 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 01 December 2006 01 November 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 01 December 2006 01 November 2008
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE 1 01 April 2003 30 December 2005
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE 6 01 April 2003 19 May 2004
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE 9 01 April 2003 19 May 2004
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE 4 01 April 2003 19 May 2004
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE 7 01 April 2003 19 May 2004