SFC Licences of LI Chok Sun, Sean 李濯新

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RO	2	23 July 2014	03 April 2023
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RO	1	23 July 2014	03 April 2023
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RE	2	03 April 2014	23 July 2014
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	1	03 April 2014	23 July 2014
Ruisen Port Securities Limited 瑞森港通證券有限公司	RE	1	13 February 2014	20 March 2014
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司	RE	2	10 October 2012	31 January 2014
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RE	1	10 October 2012	31 January 2014
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司	RE	2	26 February 2010	05 October 2012
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	1	20 April 2004	05 October 2012
First Securities (HK) Limited 第一證券(香港)有限公司	RE	1	22 September 2003	22 March 2004
CSC Financial Services Limited 群益金融服務有限公司	RE	1	01 April 2003	11 August 2003
CSC Securities (HK) Limited 群益證券(香港)有限公司	RE	1	01 April 2003	11 August 2003
CSC Financial Services Limited 群益金融服務有限公司	RE	9	01 April 2003	08 August 2003
CSC Financial Services Limited 群益金融服務有限公司	RE	6	01 April 2003	08 August 2003
CSC Financial Services Limited 群益金融服務有限公司	RE	4	01 April 2003	08 August 2003
CSC Securities (HK) Limited 群益證券(香港)有限公司	RE	9	01 April 2003	08 August 2003
CSC Securities (HK) Limited 群益證券(香港)有限公司	RE	7	01 April 2003	08 August 2003
CSC Securities (HK) Limited 群益證券(香港)有限公司	RE	6	01 April 2003	08 August 2003
CSC Securities (HK) Limited 群益證券(香港)有限公司	RE	4	01 April 2003	08 August 2003