SFC Licences of NG Kai Feng Cecilia 吳昀曉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CAIIS Limited | RE | 4 | 12 August 2016 | 01 February 2018 |
| CAIIS Limited | RE | 1 | 12 August 2016 | 01 February 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 22 November 2011 | 25 May 2013 |
| Merrill Lynch Far East Limited | RE | 2 | 30 November 2010 | 25 May 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 30 November 2010 | 25 May 2013 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 01 November 2010 | 01 November 2010 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 01 November 2010 | 01 November 2010 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 01 November 2010 | 01 November 2010 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 01 November 2010 | 01 November 2010 |
| FT Securities Limited 富通證券有限公司 | RE | 5 | 30 September 2005 | 31 October 2010 |
| FT Securities Limited 富通證券有限公司 | RE | 2 | 30 September 2005 | 31 October 2010 |
| FT Securities Limited 富通證券有限公司 | RE | 1 | 01 April 2003 | 31 October 2010 |
| Jefferies Bache (Hong Kong) Limited | RE | 2 | 01 April 2003 | 04 October 2005 |
| FT Securities Limited 富通證券有限公司 | RE | 4 | 01 April 2003 | 18 May 2004 |
| FT Securities Limited 富通證券有限公司 | RE | 6 | 01 April 2003 | 18 May 2004 |
| FT Securities Limited 富通證券有限公司 | RE | 9 | 01 April 2003 | 18 May 2004 |
| Jefferies Bache (Hong Kong) Limited | RE | 9 | 01 April 2003 | 18 May 2004 |
| Jefferies Bache (Hong Kong) Limited | RE | 5 | 01 April 2003 | 18 May 2004 |