SFC Licences of NG Po Yuen, Pauline 吳溥潤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Celestial Securities Limited 時富證券有限公司 RE 1 24 March 2009 01 November 2017
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 4 08 June 2006 20 March 2008
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 1 03 April 2006 30 May 2008
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 1 01 April 2003 30 September 2005
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 4 01 April 2003 23 March 2005
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 4 01 April 2003 04 February 2005
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 9 01 April 2003 04 February 2005
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 6 01 April 2003 04 February 2005
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 1 01 April 2003 04 February 2005
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 9 01 April 2003 24 September 2004
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 6 01 April 2003 24 September 2004