SFC Licences of HO King Hang 何景行
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fitch (Hong Kong) Limited 惠譽國際評級有限公司 | RE | 10 | 08 October 2012 | |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RO | 4 | 26 August 2010 | 29 September 2012 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 24 February 2010 | 26 August 2010 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 4 | 22 December 2009 | 23 January 2010 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 16 April 2009 | 28 November 2009 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 01 April 2003 | 10 December 2008 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 9 | 01 April 2003 | 23 November 2004 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 01 April 2003 | 23 November 2004 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 01 April 2003 | 23 November 2004 |