SFC Licences of HO King Hang 何景行

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fitch (Hong Kong) Limited 惠譽國際評級有限公司 RE 10 08 October 2012
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 4 26 August 2010 29 September 2012
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 24 February 2010 26 August 2010
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 4 22 December 2009 23 January 2010
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 4 16 April 2009 28 November 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 01 April 2003 10 December 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 9 01 April 2003 23 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 01 April 2003 23 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 01 April 2003 23 November 2004