SFC Licences of KWOK Siu Ling 郭小玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 19 April 2021 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 01 April 2003 | 07 April 2021 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 9 | 01 April 2003 | 21 August 2003 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 01 April 2003 | 21 August 2003 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 6 | 01 April 2003 | 21 August 2003 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 7 | 01 April 2003 | 21 August 2003 |