SFC Licences of MC COY Michael Andrew

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RO 4 12 November 2014 31 December 2019
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RO 6 12 November 2014 24 September 2019
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RE 9 12 October 2012 31 December 2019
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RE 6 12 October 2012 12 November 2014
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RE 4 12 October 2012 12 November 2014
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 03 September 2009 12 October 2012
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 03 September 2009 12 October 2012
CLSA Limited 中信里昂證券有限公司 RE 1 22 January 2009 02 September 2009
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RE 9 12 July 2006 01 January 2009
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RE 6 12 July 2006 01 January 2009
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RE 4 12 July 2006 01 January 2009
CLSA Futures Limited 里昂期貨有限公司 RO 9 01 April 2003 03 October 2003
CLSA Limited 中信里昂證券有限公司 RO 6 01 April 2003 03 October 2003
CLSA Limited 中信里昂證券有限公司 RO 4 01 April 2003 03 October 2003
CLSA Limited 中信里昂證券有限公司 RO 9 01 April 2003 03 October 2003
CLSA Limited 中信里昂證券有限公司 RO 1 01 April 2003 03 October 2003
CLSA Futures Limited 里昂期貨有限公司 RO 2 01 April 2003 03 October 2003
CLSA Futures Limited 里昂期貨有限公司 RO 5 01 April 2003 03 October 2003