SFC Licences of LAU Ching Yee, Rebecca 劉靜儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 03 August 2021 | |
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 | RE | 1 | 03 August 2012 | 01 November 2012 |