SFC Licences of NG Chung Tim, Richard 吳松添

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Kaisa Financial Group Company Limited 佳兆業金融集團有限公司 RE 1 17 September 2009 31 December 2016
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 06 October 2004 14 March 2007
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 06 October 2004 14 March 2007
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 14 September 2004
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 14 September 2004
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 06 October 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 06 October 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 06 October 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 06 October 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 29 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 29 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 29 September 2003