SFC Licences of AU Tsan Sang 區贊生

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Eastin Asset Management Limited 京川資產投資管理有限公司
RO 4, 9 24 June 2021
Eastin Asset Management Limited 京川資產投資管理有限公司
RE 4, 9 11 June 2021 24 June 2021
Original Asset Management Limited 原創資產管理有限公司
RO 4, 9 08 February 2019 28 April 2021
OX Financial Securities Limited 小牛金服證券有限公司
RO 1 15 October 2018 28 April 2021
OX Financial Securities Limited 小牛金服證券有限公司
RE 1 08 October 2018 15 October 2018
Prestige Asset Management Limited 盛德資產管理有限公司
RO 9 09 August 2017 15 August 2018
Prestige Securities Limited 盛德證券有限公司
RO 4 22 August 2016 15 August 2018
Prestige Securities Limited 盛德證券有限公司
RO 1 15 September 2015 15 August 2018
CVP Securities Limited 星火證券有限公司
RO 1, 2 28 March 2007 30 June 2015
CVP Securities Limited 星火證券有限公司
RE 1 22 March 2007 28 March 2007
Hou Tak Securities Limited 厚德證券有限公司
RO 1 29 August 2006 12 February 2007
CVP Securities Limited 星火證券有限公司
RO 1 08 September 2005 31 July 2006
CVP Securities Limited 星火證券有限公司
RO 2 06 May 2005 31 July 2006
CVP Securities Limited 星火證券有限公司
RE 1 18 November 2004 08 September 2005
Christfund Futures Limited 恒豐期貨有限公司
RO 2 01 April 2003 17 November 2004
Christfund Securities Limited 恒豐證券有限公司
RE 1 01 April 2003 17 November 2004
Christfund Securities Limited 恒豐證券有限公司
RE 4, 6, 9 01 April 2003 30 September 2003