SFC Licences of AU Tsan Sang 區贊生

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Eastin Asset Management Limited 京川資產投資管理有限公司	RO	9	24 June 2021
Eastin Asset Management Limited 京川資產投資管理有限公司	RO	4	24 June 2021
Eastin Asset Management Limited 京川資產投資管理有限公司	RE	9	11 June 2021	24 June 2021
Eastin Asset Management Limited 京川資產投資管理有限公司	RE	4	11 June 2021	24 June 2021
Original Asset Management Limited 原創資產管理有限公司	RO	9	08 February 2019	28 April 2021
Original Asset Management Limited 原創資產管理有限公司	RO	4	08 February 2019	28 April 2021
Original Group Securities Limited 原創集團證券有限公司	RO	1	15 October 2018	28 April 2021
Original Group Securities Limited 原創集團證券有限公司	RE	1	08 October 2018	15 October 2018
Prestige Asset Management Limited 盛德資產管理有限公司	RO	9	09 August 2017	15 August 2018
Prestige Securities Limited 盛德證券有限公司	RO	4	22 August 2016	15 August 2018
Prestige Securities Limited 盛德證券有限公司	RO	1	15 September 2015	15 August 2018
CVP Securities Limited 星火證券有限公司	RO	2	28 March 2007	30 June 2015
CVP Securities Limited 星火證券有限公司	RO	1	28 March 2007	30 June 2015
CVP Securities Limited 星火證券有限公司	RE	1	22 March 2007	28 March 2007
Hou Tak Securities Limited 厚德證券有限公司	RO	1	29 August 2006	12 February 2007
CVP Securities Limited 星火證券有限公司	RO	1	08 September 2005	31 July 2006
CVP Securities Limited 星火證券有限公司	RO	2	06 May 2005	31 July 2006
CVP Securities Limited 星火證券有限公司	RE	1	18 November 2004	08 September 2005
Christfund Securities Limited 恒豐證券有限公司	RE	1	01 April 2003	17 November 2004
Christfund Futures Limited 恒豐期貨有限公司	RO	2	01 April 2003	17 November 2004
Christfund Securities Limited 恒豐證券有限公司	RE	6	01 April 2003	30 September 2003
Christfund Securities Limited 恒豐證券有限公司	RE	9	01 April 2003	30 September 2003
Christfund Securities Limited 恒豐證券有限公司	RE	4	01 April 2003	30 September 2003