SFC Licences of CHAN Kwok Yan 陳國仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 13 February 2017 | |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 13 February 2017 | |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 25 August 2003 | 12 February 2017 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 25 August 2003 | 12 February 2017 |
| Honour Securities Company Limited 忠誠證券有限公司 | RO | 1 | 01 April 2003 | 23 August 2003 |
| Honour Futures Limited 忠誠期貨有限公司 | RO | 2 | 01 April 2003 | 23 August 2003 |
| Honour Securities Company Limited 忠誠證券有限公司 | RO | 4 | 01 April 2003 | 23 August 2003 |
| Honour Securities Company Limited 忠誠證券有限公司 | RO | 6 | 01 April 2003 | 23 August 2003 |
| Honour Futures Limited 忠誠期貨有限公司 | RO | 9 | 01 April 2003 | 23 August 2003 |
| Honour Securities Company Limited 忠誠證券有限公司 | RO | 9 | 01 April 2003 | 23 August 2003 |
| Honour Futures Limited 忠誠期貨有限公司 | RO | 5 | 01 April 2003 | 23 August 2003 |