SFC Licences of SO Hin Pong 蘇顯邦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Innovax Futures Limited 創陞期貨有限公司 RO 2 28 June 2019
Innovax Securities Limited 創陞證券有限公司 RO 4 19 April 2017
Innovax Securities Limited 創陞證券有限公司 RO 1 19 April 2017
Innovax Asset Management Limited 創陞資產管理有限公司 RO 9 13 April 2017
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RO 9 22 June 2012 12 March 2017
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RO 4 22 June 2012 12 March 2017
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RO 1 22 June 2012 12 March 2017
Everbright-Efund Fund Management Limited 光大益豐行基金管理有限公司 RO 9 06 November 2006 14 May 2009
Everbright-Efund Fund Management Limited 光大益豐行基金管理有限公司 RO 4 06 November 2006 14 May 2009
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RO 3 31 October 2003 12 March 2017
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RO 5 08 August 2003 12 March 2017
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RO 2 08 August 2003 12 March 2017
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 1 01 April 2003 12 March 2017
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 9 01 April 2003 12 March 2017
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 6 01 April 2003 12 March 2017
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 4 01 April 2003 12 March 2017
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RO 9 01 April 2003 12 March 2017
China Everbright Forex Limited 中國光大外匯有限公司 RO 3 01 April 2003 19 March 2004
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 7 01 April 2003 02 September 2003