SFC Licences of LI Siu On 李紹安

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 13 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 13 February 2017
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 15 January 2014 12 February 2017
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 15 January 2014 12 February 2017
BOCI Securities Limited 中銀國際證券有限公司 RE 3 13 December 2011 31 December 2013
BOCI Securities Limited 中銀國際證券有限公司 RE 2 13 October 2005 31 December 2013
BOCI Securities Limited 中銀國際證券有限公司 RE 1 01 April 2003 31 December 2013
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 2 01 April 2003 27 January 2011
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 5 01 April 2003 13 January 2004
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 9 01 April 2003 13 January 2004
BOCI Securities Limited 中銀國際證券有限公司 RE 9 01 April 2003 12 January 2004
BOCI Securities Limited 中銀國際證券有限公司 RE 6 01 April 2003 12 January 2004
BOCI Securities Limited 中銀國際證券有限公司 RE 4 01 April 2003 12 January 2004