SFC Licences of KWAN Wai Keung 關偉強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Prudential Brokerage Limited 信誠證券有限公司 RE 1 09 September 2013
Funderstone Securities Limited RE 1 12 August 2005 31 August 2013
Wintech Securities Limited 盈泰證券有限公司 RE 1 01 April 2003 15 June 2005
Wintech Securities Limited 盈泰證券有限公司 RE 4 01 April 2003 23 February 2004
Wintech Securities Limited 盈泰證券有限公司 RE 6 01 April 2003 23 February 2004
Wintech Securities Limited 盈泰證券有限公司 RE 9 01 April 2003 23 February 2004