SFC Licences of LO Cheung Wai, Raymond 盧章偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 12 November 2019 | |
| Metro Capital Securities Limited 美高證券有限公司 | RO | 1 | 13 July 2005 | 31 October 2019 |
| Metro Capital Securities Limited 美高證券有限公司 | RE | 1 | 01 April 2003 | 13 July 2005 |
| Metro Capital Securities Limited 美高證券有限公司 | RE | 9 | 01 April 2003 | 18 January 2005 |
| Metro Capital Securities Limited 美高證券有限公司 | RE | 6 | 01 April 2003 | 18 January 2005 |
| Metro Capital Securities Limited 美高證券有限公司 | RE | 4 | 01 April 2003 | 18 January 2005 |