SFC Licences of NG Tak Ming, Kenneth 吳德明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司	RE	4	11 August 2023
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司	RE	1	11 August 2023
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司	RE	1	29 June 2010	30 November 2011
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司	RE	9	18 March 2009	30 November 2011
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司	RE	4	20 January 2009	30 November 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	29 November 2004	04 December 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	01 April 2003	04 December 2008
Nomura Futures (Hong Kong) Limited	RE	2	01 April 2003	04 December 2008
Nomura Futures (Hong Kong) Limited	RE	9	01 April 2003	18 November 2004
Nomura Futures (Hong Kong) Limited	RE	5	01 April 2003	18 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	9	01 April 2003	18 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	6	01 April 2003	18 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	4	01 April 2003	18 November 2004