SFC Licences of WONG Siu Kee 黃少基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Uni-Century International Securities Limited 元盛國際證券有限公司	RO	1	22 July 2021
Uni-Century International Asset Management Limited 元盛國際資產管理有限公司	RO	9	22 July 2021
Uni-Century International Asset Management Limited 元盛國際資產管理有限公司	RO	4	22 July 2021
Uni-Century International Securities Limited 元盛國際證券有限公司	RE	1	13 July 2021	22 July 2021
Uni-Century International Asset Management Limited 元盛國際資產管理有限公司	RE	9	13 July 2021	22 July 2021
Uni-Century International Asset Management Limited 元盛國際資產管理有限公司	RE	4	13 July 2021	22 July 2021
Investport (H.K.) Limited 投資港有限公司	RO	9	03 July 2020	30 June 2021
Investport (H.K.) Limited 投資港有限公司	RO	5	03 July 2020	30 June 2021
Investport (H.K.) Limited 投資港有限公司	RO	4	03 July 2020	30 June 2021
Investport (H.K.) Limited 投資港有限公司	RO	1	03 July 2020	30 June 2021
Investport (H.K.) Limited 投資港有限公司	RE	9	16 May 2019	03 July 2020
Investport (H.K.) Limited 投資港有限公司	RE	5	16 May 2019	03 July 2020
Investport (H.K.) Limited 投資港有限公司	RE	4	16 May 2019	03 July 2020
Investport (H.K.) Limited 投資港有限公司	RE	1	16 May 2019	03 July 2020
Wing Fung Futures Limited 永豐期貨有限公司	RE	2	06 December 2018	29 April 2019
Wing Fung Securities Limited 永豐證券有限公司	RE	9	12 October 2018	29 April 2019
Wing Fung Securities Limited 永豐證券有限公司	RE	5	12 October 2018	29 April 2019
Wing Fung Securities Limited 永豐證券有限公司	RE	4	12 October 2018	29 April 2019
Wing Fung Securities Limited 永豐證券有限公司	RE	1	12 October 2018	29 April 2019
Investport (H.K.) Limited 投資港有限公司	RE	9	27 July 2017	04 October 2018
Investport (H.K.) Limited 投資港有限公司	RE	5	27 July 2017	04 October 2018
Investport (H.K.) Limited 投資港有限公司	RE	4	27 July 2017	04 October 2018
Investport (H.K.) Limited 投資港有限公司	RE	1	27 July 2017	04 October 2018
BOCOM International Securities Limited 交銀國際證券有限公司	RE	5	11 August 2015	14 September 2015
BOCOM International Securities Limited 交銀國際證券有限公司	RE	4	11 August 2015	14 September 2015
BOCOM International Securities Limited 交銀國際證券有限公司	RE	2	11 August 2015	14 September 2015
BOCOM International Securities Limited 交銀國際證券有限公司	RE	1	11 August 2015	14 September 2015
Delta Asia Financial Futures Limited 滙業金融期貨有限公司	RE	5	10 June 2013	09 July 2013
Delta Asia Securities Limited 滙業證券有限公司	RE	4	10 June 2013	09 July 2013
Delta Asia Wealth Management Limited 滙業財富管理有限公司	RE	9	10 June 2013	09 July 2013
Delta Asia Financial Futures Limited 滙業金融期貨有限公司	RE	2	03 May 2013	09 July 2013
Delta Asia Securities Limited 滙業證券有限公司	RE	1	03 May 2013	09 July 2013
BOA International Securities Limited 亞銀國際證券有限公司	RE	2	17 September 2009	14 April 2010
BOA International Securities Limited 亞銀國際證券有限公司	RE	1	10 August 2009	14 April 2010