SFC Licences of TONG Howard 唐浩活
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Rabo Brokerage HK Limited 荷合證券香港有限公司 | RO | 1 | 12 September 2007 | 01 August 2013 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 | RO | 1 | 07 December 2004 | 11 April 2005 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 | RO | 4 | 07 December 2004 | 07 February 2005 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 | RE | 1 | 29 June 2004 | 07 December 2004 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 05 December 2003 | 14 June 2004 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 05 December 2003 | 14 June 2004 |