SFC Licences of SO Alice Kam Luen 蘇錦鑾

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOA International Securities Limited 亞銀國際證券有限公司 RE 2 10 August 2009 29 September 2011
BOA International Securities Limited 亞銀國際證券有限公司 RE 1 10 August 2009 29 September 2011
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 01 July 2007
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 01 July 2007
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 06 October 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 06 October 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 06 October 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 06 October 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 29 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 29 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 29 September 2003