SFC Licences of LUI Siu Po 呂少寶

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 RO 4 18 March 2022 01 November 2022
Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 RO 1 18 March 2022 01 November 2022
GT Capital Limited 高富金融有限公司 RO 4 10 December 2015 29 December 2021
GT Capital Limited 高富金融有限公司 RO 1 13 October 2015 29 December 2021
GT Capital Limited 高富金融有限公司 RE 1 02 October 2015 13 October 2015
Ruisen Port Securities Limited 瑞森港通證券有限公司 RO 1 11 March 2015 31 August 2015
Ruisen Port Securities Limited 瑞森港通證券有限公司 RE 1 16 February 2015 11 March 2015
Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 RO 1 18 December 2014 17 January 2015
Success Securities Limited 實德證券有限公司 RE 1 01 April 2003 20 October 2014
Success Securities Limited 實德證券有限公司 RE 9 01 April 2003 11 August 2003
Success Securities Limited 實德證券有限公司 RE 6 01 April 2003 11 August 2003
Success Securities Limited 實德證券有限公司 RE 4 01 April 2003 11 August 2003