SFC Licences of LUI Siu Po 呂少寶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 | RO | 4 | 18 March 2022 | 01 November 2022 |
Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 | RO | 1 | 18 March 2022 | 01 November 2022 |
GT Capital Limited 高富金融有限公司 | RO | 4 | 10 December 2015 | 29 December 2021 |
GT Capital Limited 高富金融有限公司 | RO | 1 | 13 October 2015 | 29 December 2021 |
GT Capital Limited 高富金融有限公司 | RE | 1 | 02 October 2015 | 13 October 2015 |
Ruisen Port Securities Limited 瑞森港通證券有限公司 | RO | 1 | 11 March 2015 | 31 August 2015 |
Ruisen Port Securities Limited 瑞森港通證券有限公司 | RE | 1 | 16 February 2015 | 11 March 2015 |
Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 | RO | 1 | 18 December 2014 | 17 January 2015 |
Success Securities Limited 實德證券有限公司 | RE | 1 | 01 April 2003 | 20 October 2014 |
Success Securities Limited 實德證券有限公司 | RE | 9 | 01 April 2003 | 11 August 2003 |
Success Securities Limited 實德證券有限公司 | RE | 6 | 01 April 2003 | 11 August 2003 |
Success Securities Limited 實德證券有限公司 | RE | 4 | 01 April 2003 | 11 August 2003 |