SFC Licences of LAI Kwai Chun 黎桂珍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mason Securities Limited 茂宸證券有限公司 | RO | 4 | 15 September 2020 | 26 May 2022 |
| Mason Securities Limited 茂宸證券有限公司 | RO | 1 | 15 September 2020 | 26 May 2022 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 4 | 13 March 2020 | 15 September 2020 |
| Mason Investment Management Limited 茂宸投資管理有限公司 | RO | 1 | 08 July 2019 | 14 February 2020 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 27 February 2018 | 15 September 2020 |
| Mason Securities Limited 茂宸證券有限公司 | RO | 4 | 08 March 2017 | 13 March 2020 |
| Mason Securities Limited 茂宸證券有限公司 | RO | 1 | 14 November 2016 | 27 February 2018 |
| Thomas Global Financial Services Limited 石匠環球金服有限公司 | RO | 1 | 18 January 2005 | 13 February 2018 |
| Thomas Global Financial Services Limited 石匠環球金服有限公司 | RE | 1 | 01 April 2003 | 18 January 2005 |
| Thomas Global Financial Services Limited 石匠環球金服有限公司 | RE | 9 | 01 April 2003 | 17 January 2005 |
| Thomas Global Financial Services Limited 石匠環球金服有限公司 | RE | 6 | 01 April 2003 | 17 January 2005 |
| Thomas Global Financial Services Limited 石匠環球金服有限公司 | RE | 4 | 01 April 2003 | 17 January 2005 |