SFC Licences of TSANG Pak Wing 曾柏榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Rifa Securities Limited 日發證券有限公司 | RO | 1 | 22 March 2013 | |
Rifa Securities Limited 日發證券有限公司 | RE | 1 | 19 February 2013 | 22 March 2013 |
Imperium International Securities Limited 帝國國際証券有限公司 | RE | 1 | 27 July 2012 | 31 January 2013 |
Imperium International Securities Limited 帝國國際証券有限公司 | RO | 1 | 06 October 2010 | 27 July 2012 |
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 | RO | 1 | 17 November 2006 | 01 October 2010 |
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 | RE | 1 | 04 August 2006 | 17 November 2006 |
Sinomax Securities Limited 佳富達證券有限公司 | RO | 1 | 19 June 2003 | 30 June 2006 |
Corporate Brokers Limited 協聯證券有限公司 | RO | 4 | 01 April 2003 | 14 April 2003 |
Corporate Brokers Limited 協聯證券有限公司 | RO | 1 | 01 April 2003 | 14 April 2003 |
Corporate Brokers Limited 協聯證券有限公司 | RO | 7 | 01 April 2003 | 14 April 2003 |
Corporate Brokers Limited 協聯證券有限公司 | RO | 6 | 01 April 2003 | 14 April 2003 |
Corporate Brokers Limited 協聯證券有限公司 | RO | 9 | 01 April 2003 | 14 April 2003 |