SFC Licences of WONG Yee Hing 黃綺卿

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	2	18 February 2010	05 January 2011
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	1	18 February 2010	05 January 2011
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	4	11 February 2010	05 January 2011
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	9	28 December 2009	05 January 2011
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	9	23 November 2009	28 December 2009
Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司	RO	9	08 March 2007	17 October 2009
Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司	RO	4	08 March 2007	17 October 2009
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司	RO	4	24 February 2006	01 June 2006
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	1	24 February 2006	01 June 2006
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RE	2	24 February 2006	01 June 2006
BMI Funds Management Limited 邦盟滙駿基金管理有限公司	RO	9	17 November 2005	13 February 2006
BMI Funds Management Limited 邦盟滙駿基金管理有限公司	RO	4	02 August 2005	13 February 2006
BMI Funds Management Limited 邦盟滙駿基金管理有限公司	RE	4	07 July 2005	02 August 2005
Champus Asset Management Limited 雋達理財策略有限公司	RO	4	12 August 2003	24 June 2005
Champus Asset Management Limited 雋達理財策略有限公司	RE	4	21 July 2003	12 August 2003
Champus Asset Management Limited 雋達理財策略有限公司	RE	9	01 April 2003	21 July 2003
Champus Asset Management Limited 雋達理財策略有限公司	RE	4	01 April 2003	23 April 2003
Champus Asset Management Limited 雋達理財策略有限公司	RE	6	01 April 2003	23 April 2003