SFC Licences of SHEA Shun Keung 佘信強
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Astrum Capital Management Limited 阿仕特朗資本管理有限公司 | RE | 2 | 04 August 2022 | |
Astrum Capital Management Limited 阿仕特朗資本管理有限公司 | RE | 1 | 04 August 2022 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 01 September 2019 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 07 June 2013 | 01 September 2019 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 07 June 2013 | 02 October 2017 |
Funderstone Futures Limited | RE | 2 | 13 December 2005 | 31 May 2013 |
Funderstone Securities Limited | RE | 1 | 01 April 2003 | 31 May 2013 |
Funderstone Securities Limited | RE | 9 | 01 April 2003 | 01 November 2004 |
Funderstone Securities Limited | RE | 6 | 01 April 2003 | 01 November 2004 |
Funderstone Securities Limited | RE | 4 | 01 April 2003 | 01 November 2004 |