SFC Licences of LEE Si Kar, Loretta 李斯嘉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hang Tai Securities Limited 恒泰證券有限公司 | RO | 1 | 17 December 2020 | 27 March 2023 |
| Vantum Futures Limited 雋一期貨有限公司 | RO | 2 | 02 January 2019 | 14 July 2023 |
| Vantum Futures Limited 雋一期貨有限公司 | RE | 2 | 01 April 2003 | 02 January 2019 |
| Vantum Futures Limited 雋一期貨有限公司 | RE | 5 | 01 April 2003 | 14 September 2004 |
| Tung Tai Securities Company Limited 東泰證券有限公司 | RO | 6 | 01 April 2003 | 14 September 2004 |
| Tung Tai Securities Company Limited 東泰證券有限公司 | RO | 9 | 01 April 2003 | 14 September 2004 |
| Tung Tai Asset Management Limited 東泰投資管理有限公司 | RO | 4 | 01 April 2003 | 14 September 2004 |
| Tung Tai Asset Management Limited 東泰投資管理有限公司 | RO | 6 | 01 April 2003 | 14 September 2004 |
| Vantum Futures Limited 雋一期貨有限公司 | RE | 9 | 01 April 2003 | 14 September 2004 |
| Tung Tai Securities Company Limited 東泰證券有限公司 | RO | 7 | 01 April 2003 | 03 July 2003 |
| Tung Tai Asset Management Limited 東泰投資管理有限公司 | RO | 9 | 01 April 2003 | |
| Tung Tai Securities Company Limited 東泰證券有限公司 | RO | 4 | 01 April 2003 | |
| Tung Tai Securities Company Limited 東泰證券有限公司 | RO | 1 | 01 April 2003 |