SFC Licences of LAU Suk Yu 劉淑愉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 23 June 2011 | 01 July 2014 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 23 June 2011 | 01 July 2014 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 03 May 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 February 2010 | 03 May 2011 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 February 2010 | 06 December 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 19 January 2009 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 April 2003 | 19 January 2009 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 11 February 2004 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 11 February 2004 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 11 February 2004 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 01 April 2003 | 11 February 2004 |