SFC Licences of WONG Wai Kay 黃偉基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 4 09 July 2013 01 December 2016
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 1 09 July 2013 01 December 2016
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 5 01 January 2006 01 December 2016
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 2 01 January 2006 01 December 2016
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RO 4 24 March 2005 01 December 2016
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RO 1 24 March 2005 01 December 2016
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RO 5 24 March 2005 01 January 2006
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RO 2 24 March 2005 01 January 2006
RBC Futures Services (Asia) Limited RO 5 24 March 2005 30 September 2005
RBC Futures Services (Asia) Limited RO 2 24 March 2005 30 September 2005
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 9 11 March 2005 01 December 2016
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 5 08 December 2004 24 March 2005
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 2 08 December 2004 24 March 2005
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 01 April 2003 24 March 2005
RBC Futures Services (Asia) Limited RE 5 01 April 2003 24 March 2005
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 01 April 2003 24 March 2005
RBC Futures Services (Asia) Limited RE 2 01 April 2003 24 March 2005
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 9 01 April 2003 18 February 2004
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 6 01 April 2003 18 February 2004
RBC Futures Services (Asia) Limited RE 9 01 April 2003 18 June 2003