SFC Licences of KHOO Ah Chai 古亞仔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 15 May 2003 | 19 March 2014 |
Tartan Securities (Asia) Limited 達勤證券有限公司 | RO | 4 | 01 April 2003 | 14 May 2003 |
Tartan Securities (Asia) Limited 達勤證券有限公司 | RO | 1 | 01 April 2003 | 14 May 2003 |
Tartan Securities (Asia) Limited 達勤證券有限公司 | RO | 6 | 01 April 2003 | 13 May 2003 |
Tartan Securities (Asia) Limited 達勤證券有限公司 | RO | 9 | 01 April 2003 | 13 May 2003 |