SFC Licences of KHOO Ah Chai 古亞仔

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 15 May 2003 19 March 2014
Tartan Securities (Asia) Limited 達勤證券有限公司 RO 4 01 April 2003 14 May 2003
Tartan Securities (Asia) Limited 達勤證券有限公司 RO 1 01 April 2003 14 May 2003
Tartan Securities (Asia) Limited 達勤證券有限公司 RO 6 01 April 2003 13 May 2003
Tartan Securities (Asia) Limited 達勤證券有限公司 RO 9 01 April 2003 13 May 2003