SFC Licences of LAU Ka Lung, Ali 劉嘉隆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sunfund Securities Limited 東皓證券有限公司 | RO | 4 | 31 October 2018 | 12 June 2020 |
| Sunfund Securities Limited 東皓證券有限公司 | RO | 1 | 31 October 2018 | 12 June 2020 |
| United Securities Limited 團結證券有限公司 | RO | 4 | 06 July 2017 | 22 June 2018 |
| United Securities Limited 團結證券有限公司 | RO | 1 | 06 July 2017 | 22 June 2018 |
| Oshidori Securities Limited 威華達證券有限公司 | RO | 4 | 15 November 2016 | 29 June 2017 |
| Oshidori Securities Limited 威華達證券有限公司 | RO | 1 | 15 November 2016 | 29 June 2017 |
| Oshidori Securities Limited 威華達證券有限公司 | RE | 4 | 23 September 2016 | 15 November 2016 |
| Oshidori Securities Limited 威華達證券有限公司 | RE | 1 | 23 September 2016 | 15 November 2016 |
| Sheng Yuan Securities Limited 盛源證券有限公司 | RO | 2 | 08 June 2015 | 30 May 2016 |
| Sheng Yuan Securities Limited 盛源證券有限公司 | RE | 4 | 04 November 2014 | 30 May 2016 |
| Sheng Yuan Securities Limited 盛源證券有限公司 | RE | 1 | 04 November 2014 | 30 May 2016 |
| Seazen Resources Futures Limited 新城晉峰期貨有限公司 | RE | 2 | 24 February 2014 | 30 July 2014 |
| Cheong Lee Securities Limited 昌利證券有限公司 | RO | 5 | 27 August 2009 | 22 March 2012 |
| Cheong Lee Securities Limited 昌利證券有限公司 | RO | 2 | 27 August 2009 | 22 March 2012 |
| Cheong Lee Securities Limited 昌利證券有限公司 | RO | 4 | 03 September 2007 | 22 March 2012 |
| Cheong Lee Securities Limited 昌利證券有限公司 | RO | 1 | 13 August 2007 | 22 March 2012 |
| AJ SECURITIES LIMITED 安捷證券有限公司 | RE | 1 | 24 January 2007 | 29 June 2007 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 01 April 2003 | 09 September 2006 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 01 April 2003 | 09 September 2006 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 9 | 01 April 2003 | 21 July 2004 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 9 | 01 April 2003 | 21 July 2004 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 7 | 01 April 2003 | 21 July 2004 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 5 | 01 April 2003 | 21 July 2004 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 6 | 01 April 2003 | 21 July 2004 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 01 April 2003 | 21 July 2004 |