SFC Licences of CHAU Yiu Ting 周耀庭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 20 April 2004 | 01 September 2010 |
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 | RE | 2 | 09 December 2003 | 01 September 2010 |
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RO | 1 | 10 October 2003 | 20 April 2004 |
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 18 June 2003 | 10 October 2003 |
Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 6 | 01 April 2003 | 05 June 2003 |
Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 7 | 01 April 2003 | 05 June 2003 |
Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 9 | 01 April 2003 | 05 June 2003 |
Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 4 | 01 April 2003 | 05 June 2003 |
Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 1 | 01 April 2003 | 05 June 2003 |