SFC Licences of TSANG Kwong Yat 曾廣一

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 13 February 2017
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 15 April 2014 12 February 2017
Luen Hing Securities Limited 聯興證券有限公司 RE 1 01 April 2003 31 March 2014
Luen Hing Securities Limited 聯興證券有限公司 RE 4 01 April 2003 12 March 2004
Luen Hing Securities Limited 聯興證券有限公司 RE 6 01 April 2003 12 March 2004
Luen Hing Securities Limited 聯興證券有限公司 RE 9 01 April 2003 12 March 2004