SFC Licences of LI Yuk Wah, Isadora 李玉華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RO | 6 | 28 March 2013 | 31 August 2021 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RO | 1 | 19 October 2012 | 31 August 2021 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RO | 1 | 01 April 2003 | 31 December 2016 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RO | 6 | 01 April 2003 | 31 December 2016 |