SFC Licences of KAM Yiu Man 甘耀文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 09 April 2013 | |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 13 February 2006 | 03 April 2013 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 01 April 2003 | 27 September 2005 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 April 2003 | 16 March 2004 |
CLSA Limited 中信里昂證券有限公司 | RE | 6 | 01 April 2003 | 16 March 2004 |
CLSA Limited 中信里昂證券有限公司 | RE | 9 | 01 April 2003 | 16 March 2004 |