SFC Licences of KAM Yiu Man 甘耀文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 09 April 2013
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 13 February 2006 03 April 2013
CLSA Limited 中信里昂證券有限公司 RE 1 01 April 2003 27 September 2005
CLSA Limited 中信里昂證券有限公司 RE 4 01 April 2003 16 March 2004
CLSA Limited 中信里昂證券有限公司 RE 6 01 April 2003 16 March 2004
CLSA Limited 中信里昂證券有限公司 RE 9 01 April 2003 16 March 2004