SFC Licences of YIU Shing Wai 姚盛慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yellow River Securities Limited 黃河證券有限公司 | RO | 1 | 13 February 2020 | |
Yellow River Securities Limited 黃河證券有限公司 | RE | 1 | 03 February 2020 | 13 February 2020 |
FT Securities Limited 富通證券有限公司 | RO | 4 | 12 April 2018 | 02 November 2019 |
FT Securities Limited 富通證券有限公司 | RO | 1 | 12 April 2018 | 02 November 2019 |
FT Securities Limited 富通證券有限公司 | RE | 1 | 26 March 2018 | 12 April 2018 |
Goldin Equities Limited 高銀(證券)有限公司 | RO | 2 | 25 October 2016 | 02 March 2018 |
Goldin Equities Limited 高銀(證券)有限公司 | RO | 1 | 31 August 2016 | 02 March 2018 |
Sanston Financial Group Limited | RO | 1 | 06 September 2011 | 21 August 2016 |
Goldin Equities Limited 高銀(證券)有限公司 | RO | 2 | 11 August 2010 | 04 September 2011 |
Goldin Equities Limited 高銀(證券)有限公司 | RE | 1 | 15 June 2010 | 04 September 2011 |
Goldin Equities Limited 高銀(證券)有限公司 | RE | 2 | 15 June 2010 | 11 August 2010 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 26 November 2004 | 10 June 2010 |
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 01 April 2003 | 10 June 2010 |