SFC Licences of TSE Kim Ming 謝劍明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RO 3 28 September 2022
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RO 1 28 September 2022
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RO 2 28 September 2022
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 10 November 2014 28 September 2022
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 17 February 2006 28 September 2022
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 01 April 2003 28 September 2022
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 9 01 April 2003 16 April 2004
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 2 01 April 2003 16 April 2004
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 5 01 April 2003 16 April 2004
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 9 01 April 2003 16 April 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 5 01 April 2003 16 April 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 01 April 2003 16 April 2004