SFC Licences of LO Dzan Hoi, Dominic 勞鎮海

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hooray Securities Limited 好盈證券有限公司 RO 1 22 February 2005 12 August 2008
Hooray Securities Limited 好盈證券有限公司 RE 1 07 February 2005 22 February 2005
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 01 February 2005
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 01 February 2005
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 22 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 22 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 22 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 22 September 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 22 September 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 22 September 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 22 September 2003