SFC Licences of SHUM Wai Cheong 岑偉昌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
MAP Capital Limited 匯圖投資管理有限公司 RO 9 06 October 2014 31 March 2015
MAP Capital Limited 匯圖投資管理有限公司 RO 4 06 October 2014 31 March 2015
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 9 10 October 2007 29 January 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 5 10 October 2007 29 January 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 4 10 October 2007 29 January 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 1 10 October 2007 29 January 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 31 July 2007 10 October 2007
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 5 31 July 2007 10 October 2007
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 31 July 2007 10 October 2007
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 31 July 2007 10 October 2007
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RO 9 27 March 2007 23 July 2007
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RO 5 27 March 2007 23 July 2007
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RO 4 27 March 2007 23 July 2007
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RO 1 27 March 2007 23 July 2007
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RO 1 27 March 2007 23 July 2007
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 5 14 September 2006 27 March 2007
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 4 14 September 2006 27 March 2007
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 9 05 November 2004 27 March 2007
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 1 05 November 2004 27 March 2007
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RE 1 05 November 2004 27 March 2007
Asia Strategic Investment Management Limited 亞洲策略投資管理有限公司 RO 4 01 April 2003 01 November 2004
Asia Strategic Investment Management Limited 亞洲策略投資管理有限公司 RO 9 01 April 2003 01 November 2004
Asia Strategic Investment Management Limited 亞洲策略投資管理有限公司 RO 1 01 April 2003 01 November 2004
Asia Strategic Investment Management Limited 亞洲策略投資管理有限公司 RO 6 01 April 2003 05 December 2003