SFC Licences of YAU Chi Man, Christopher 邱志民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cepa Alliance Securities Limited 世博證券有限公司 | RE | 1 | 01 April 2003 | 23 September 2003 |
| Cepa Alliance Securities Limited 世博證券有限公司 | RE | 6 | 01 April 2003 | 12 August 2003 |
| Cepa Alliance Securities Limited 世博證券有限公司 | RE | 7 | 01 April 2003 | 21 July 2003 |