SFC Licences of LEE Wai Yin, Alice 李偉賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 08 September 2010 | 01 November 2017 |
| ICAP Equities Asia Limited | RE | 4 | 29 December 2008 | 27 April 2010 |
| ICAP Equities Asia Limited | RE | 1 | 29 December 2008 | 27 April 2010 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 01 April 2003 | 09 October 2008 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 | RE | 1 | 01 April 2003 | 04 February 2005 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 | RE | 6 | 01 April 2003 | 31 May 2004 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 31 May 2004 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 | RE | 4 | 01 April 2003 | 31 May 2004 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 | RE | 9 | 01 April 2003 | 31 May 2004 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 31 May 2004 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 31 May 2004 |