SFC Licences of TING Kay Loong 丁基龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Elstone Capital Limited 千里碩融資有限公司 | RO | 6 | 02 May 2023 | |
Elstone Securities Limited 千里碩證券有限公司 | RO | 4 | 02 May 2023 | |
Elstone Securities Limited 千里碩證券有限公司 | RO | 1 | 02 May 2023 | |
Elstone Capital Limited 千里碩融資有限公司 | RE | 6 | 17 March 2023 | 02 May 2023 |
Elstone Securities Limited 千里碩證券有限公司 | RE | 4 | 17 March 2023 | 02 May 2023 |
Elstone Securities Limited 千里碩證券有限公司 | RE | 1 | 17 March 2023 | 02 May 2023 |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RO | 4 | 18 December 2006 | 31 May 2022 |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RO | 1 | 18 December 2006 | 31 May 2022 |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RO | 6 | 04 October 2006 | 31 May 2022 |
Haitong International Capital Limited 海通國際資本有限公司 | RO | 6 | 01 April 2003 | 27 September 2006 |
Haitong International Capital Limited 海通國際資本有限公司 | RO | 4 | 01 April 2003 | 24 December 2003 |