SFC Licences of CHAN Lee Yeung 陳利揚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Amasse Asset Management Limited 寶積資產管理有限公司	RO	4	02 December 2022	31 March 2024
First Fidelity Capital (International) Limited	RO	4	21 July 2016	21 January 2021
First Fidelity Capital (International) Limited	RO	1	21 July 2016	21 January 2021
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司	RO	9	03 December 2010	15 June 2011
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RO	4	23 February 2010	30 April 2016
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RO	2	07 January 2008	30 April 2016
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RO	1	01 April 2003	30 April 2016
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司	RO	4	01 April 2003	30 April 2016
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RE	2	01 April 2003	07 January 2008
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RE	5	01 April 2003	17 August 2004
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RO	9	01 April 2003	17 August 2004
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RE	9	01 April 2003	17 August 2004
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RO	6	01 April 2003	17 August 2004
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RO	4	01 April 2003	17 August 2004