SFC Licences of LO Kwok Loong, Sammy 羅國龍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
NFH Securities and Futures Limited 新金控證券期貨有限公司 RE 2 04 April 2023
NFH Securities and Futures Limited 新金控證券期貨有限公司 RE 1 04 April 2023
First Shanghai Futures Limited 第一上海期貨有限公司 RO 5 27 August 2019 21 October 2022
First Shanghai Securities Limited 第一上海證券有限公司 RO 1 13 November 2009 21 October 2022
First Shanghai Futures Limited 第一上海期貨有限公司 RO 2 30 November 2007 21 October 2022
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 26 April 2003 13 November 2009
First Shanghai Futures Limited 第一上海期貨有限公司 RE 2 26 April 2003 30 November 2007