SFC Licences of LO Kwok Loong, Sammy 羅國龍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
First Shanghai Futures Limited 第一上海期貨有限公司 RO 5 27 August 2019
First Shanghai Securities Limited 第一上海證券有限公司 RO 1 13 November 2009
First Shanghai Futures Limited 第一上海期貨有限公司 RO 2 30 November 2007
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 26 April 2003 13 November 2009
First Shanghai Futures Limited 第一上海期貨有限公司 RE 2 26 April 2003 30 November 2007