SFC Licences of LO Kwok Loong, Sammy 羅國龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
NFH Securities and Futures Limited 新金控證券期貨有限公司 | RE | 2 | 04 April 2023 | |
NFH Securities and Futures Limited 新金控證券期貨有限公司 | RE | 1 | 04 April 2023 | |
First Shanghai Futures Limited 第一上海期貨有限公司 | RO | 5 | 27 August 2019 | 21 October 2022 |
First Shanghai Securities Limited 第一上海證券有限公司 | RO | 1 | 13 November 2009 | 21 October 2022 |
First Shanghai Futures Limited 第一上海期貨有限公司 | RO | 2 | 30 November 2007 | 21 October 2022 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 26 April 2003 | 13 November 2009 |
First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 26 April 2003 | 30 November 2007 |